RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P•••••• other currentsince Jun 24, 2024 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 14, 2018 to Apr 5, 2024 · Miami, Fl
- H••• S••••••••• •••• I••• BD affiliatedApr 13, 2011 to Jun 13, 2018 · Miami, Fl
- C•••••••• G••••• M•••••• I••• to P••••••left Apr 5, 2024, registered Jun 24, 2024 (80 days) · Affiliated broker-dealer or bank to a newly registered adviser
- H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••left Jun 13, 2018, registered Sep 14, 2018 (93 days) · Affiliated broker-dealer or bank to another
- E•••••• Z••••••• C•••• left C•••••••• G••••• M•••••• I••• for Pinvest (registered 2024-06-24)Apr 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address