DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• S••••

W•••• G•••• C•••••• L••state registeredCopley, OhIA-onlyIAPD 5851138

Feed of 09/14/2026

Also filed as Bobby S••••

At current firm

1 y

since Jul 11, 2025

In the industry

14 y

since Mar 8, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• G•••• C•••••• L•• state registered current
since Jul 11, 2025 · Copley, Oh
A••••••• F••••••••• L••• BD affiliated
Oct 17, 2023 to Jun 16, 2025 · Copley, Oh
A••••••• F•••••••• A••••••• former
May 20, 2020 to Oct 6, 2023 · Lawrence, Ks
C••••• A•••••• N••••••• L•• former
Oct 23, 2018 to Mar 31, 2022 · Akron, Oh
W•••• G•••• C•••••• L•• state registered
Sep 8, 2016 to Dec 3, 2018 · Akron, Oh
C•••••• S••••• • C••• I••• national BD
Mar 9, 2012 to Apr 4, 2016 · Richfield, Oh

Moves

a registration end followed by a registration begin elsewhere

A••••••• F••••••••• L••• to W•••• G•••• C•••••• L••
left Jun 16, 2025, registered Jul 11, 2025 (25 days) · Affiliated broker-dealer or bank to a state-registered adviser
A••••••• F•••••••• A••••••• to A••••••• F••••••••• L•••
left Oct 6, 2023, registered Oct 17, 2023 (11 days) · RIA to affiliated broker-dealer or bank
C••••• A•••••• N••••••• L•• to A••••••• F•••••••• A•••••••
left Mar 31, 2022, registered May 20, 2020 (-680 days) · Affiliated broker-dealer or bank to independent RIA
W•••• G•••• C•••••• L•• to C••••• A•••••• N••••••• L••
left Dec 3, 2018, registered Oct 23, 2018 (-41 days) · Other
C•••••• S••••• • C••• I••• to W•••• G•••• C•••••• L••
left Apr 4, 2016, registered Sep 8, 2016 (157 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

R••••• S•••• left A••••••• F••••••••• L••• for W•••• G•••• C•••••• L•• (registered 2025-07-11)
Jun 16, 2025 · a•••••• firm change · fact
R••••• S•••• left A••••••• F•••••••• A••••••• for A••••••• F••••••••• L••• (registered 2023-10-17)
Oct 6, 2023 · a•••••• firm change · fact
R••••• S•••• left C••••• A•••••• N••••••• L•• for A••••••• F•••••••• A••••••• (registered 2020-05-20)
Mar 31, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address