DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••• M• H•••••

L•• F•••••••• L••BD affiliatedMadison, Al dual registrantIAPD 5852531

Feed of 09/15/2026

Also filed as J••• Michael H•••••

At current firm

0 y

since Apr 14, 2026

In the industry

15 y

since Jan 26, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 14, 2026 · Madison, Al
P•••• C•••••• P••••••• L•• other
Jul 17, 2025 to Jan 27, 2026 · Madison, Al
R•••••• J•••• • A••••••••• I••• national BD
Jan 27, 2020 to Jul 15, 2025 · Huntsville, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 23, 2013 to Jan 29, 2020 · Indianapolis, In
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 7, 2011 to Sep 20, 2012 · Huntsville, Al

Moves

a registration end followed by a registration begin elsewhere

P•••• C•••••• P••••••• L•• to L•• F•••••••• L••
left Jan 27, 2026, registered Apr 14, 2026 (77 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to P•••• C•••••• P••••••• L••
left Jul 15, 2025, registered Jul 17, 2025 (2 days) · Affiliated broker-dealer or bank to a newly registered adviser
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••
left Jan 29, 2020, registered Jan 27, 2020 (-2 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••• M• H••••• left P•••• C•••••• P••••••• L•• for L•• F•••••••• L•• (registered 2026-04-14)
Jan 27, 2026 · Advisor changed firm · fact
J••• M• H••••• left R•••••• J•••• • A••••••••• I••• for P•••• C•••••• P••••••• L•• (registered 2025-07-17)
Jul 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address