DFX Intelligence
RIA Intelligence
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Registered advisor
M•••••• R••• L••
Feed of 09/14/2026
At current firm
6 y
since Sep 22, 2020
In the industry
16 y
since Jul 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••• C•••••• L••• state registered currentsince Sep 22, 2020 · Heber City, Ut
- R••••••• C•••••• L••• state registeredFeb 16, 2016 to Dec 31, 2018 · Pinole, Ca
- R••••••• C•••••• L••• state registeredDec 6, 2013 to Dec 31, 2015 · Heber City, Ut
- P••••• C•••••• I••• unclassifiedApr 15, 2011 to Feb 8, 2013 · Elmwood Park, Il
Moves
a registration end followed by a registration begin elsewhere
- P••••• C•••••• I••• to R••••••• C•••••• L•••left Feb 8, 2013, registered Dec 6, 2013 (301 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address