RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• C••••••••• W••••
- R••••••••• W•••••• L•• state registered currentsince Feb 21, 2025 · Chantilly, Va
- P•••••• W••••• M••••••••• L•• no RAUMNov 10, 2016 to Feb 10, 2025 · Fairfax, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 23, 2016 to Aug 4, 2016 · Centreville, Va
- P•••••• W••••• M••••••••• L•• to R••••••••• W•••••• L••left Feb 10, 2025, registered Feb 21, 2025 (11 days) · RIA to a state-registered adviser
- M•• I•••••••• S•••••••• L•• to P•••••• W••••• M••••••••• L••left Aug 4, 2016, registered Nov 10, 2016 (98 days) · Other
- B•••••• C••••••••• W•••• left P•••••• W••••• M••••••••• L•• for R••••••••• W•••••• L•• (registered 2025-02-21)Feb 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address