DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P••••• J•••• C•••••

A••••••••• I•••BD affiliatedFort Mill, Sc IA-onlyIAPD 5857729

Feed of 09/15/2026

At current firm

13 y

since Jul 30, 2013

In the industry

15 y

since May 2, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• I••• BD affiliated current
since Jul 15, 2026 · Clover, Sc
S•••••••• P••••••• C••••••••• state registered current
since Jul 30, 2013 · Fort Mill, Sc
E•••••••• A••••••• former
Jun 28, 2022 to Jun 1, 2026 · Fort Mill, Sc
M••••• M••••• I••• mixed wealth
Mar 23, 2017 to Mar 23, 2023 · Fort Mill, Sc
1•• G••••• A••••••• I•• former
May 4, 2011 to Jan 2, 2013 · Lake Wylie, Sc

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A••••••• to A••••••••• I•••
left Jun 1, 2026, registered Jul 15, 2026 (44 days) · RIA to affiliated broker-dealer or bank
M••••• M••••• I••• to E•••••••• A•••••••
left Mar 23, 2023, registered Jun 28, 2022 (-268 days) · RIA to RIA
1•• G••••• A••••••• I•• to S•••••••• P••••••• C•••••••••
left Jan 2, 2013, registered Jul 30, 2013 (209 days) · Other

Signals

P••••• J•••• C••••• left E•••••••• A••••••• for A••••••••• I••• (registered 2026-07-15)
Jun 1, 2026 · Advisor changed firm · fact
P••••• J•••• C••••• left M••••• M••••• I••• for E•••••••• A••••••• (registered 2022-06-28)
Mar 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address