RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• E••••• B•••
- Y•• W••••• M••••••••• state registered currentsince Mar 13, 2026 · Kalida, Oh
- O•••• W•••••• I••• BD affiliatedNov 13, 2025 to Feb 4, 2026 · Gahanna, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 16, 2015 to Nov 20, 2025 · Gahanna, Oh
- P••••••• F•••••••• S•••••••• I••• BD affiliatedJun 4, 2013 to Nov 18, 2015 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedMar 8, 2011 to Jun 20, 2013 · Worthington, Oh
- O•••• W•••••• I••• to Y•• W••••• M•••••••••left Feb 4, 2026, registered Mar 13, 2026 (37 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to O•••• W•••••• I•••left Nov 20, 2025, registered Nov 13, 2025 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 18, 2015, registered Nov 16, 2015 (-2 days) · Other · moved with a team
- L•• F•••••••• L•• to P••••••• F•••••••• S•••••••• I•••left Jun 20, 2013, registered Jun 4, 2013 (-16 days) · Other
- A••• E••••• B••• left O•••• W•••••• I••• for Y•• W••••• M••••••••• (registered 2026-03-13)Feb 4, 2026 · Advisor changed firm · fact
- A••• E••••• B••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for O•••• W•••••• I••• (registered 2025-11-13)Nov 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address