DFX Intelligence
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Registered advisor
D••••• L•••• J••••••
Feed of 09/14/2026
Also filed as D•• J••••••••• J••••••••• L•••• J••••••
At current firm
4 y
since Feb 4, 2022
In the industry
15 y
since Jan 12, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 4, 2022 · Canton, Ga
- W•••• F•••• A••••••• wirehouseJan 25, 2017 to Jan 26, 2022 · Cumming, Ga
- P•• W••••• M••••••••• BD affiliatedJan 10, 2013 to Dec 16, 2016 · Orland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Jan 26, 2022, registered Feb 4, 2022 (9 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Dec 16, 2016, registered Jan 25, 2017 (40 days) · Other
Signals
- ••• LockedJan 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address