RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Mar 7, 2025 · San Francisco, Ca
- T• A••••••••• I••• formerJul 28, 2021 to Jul 26, 2022 · Phoenix, Az
- C•••••• S••••• • C••• I••• national BDJul 25, 2011 to Nov 29, 2024 · Phoenix, Az
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Nov 29, 2024, registered Jul 28, 2021 (-1220 days) · Other
- T• A••••••••• I••• to F••••••left Jul 26, 2022, registered Mar 7, 2025 (955 days) · Other
- T•••••• A•••• B•••••• left C•••••• S••••• • C••• I••• for T• A••••••••• I••• (registered 2021-07-28)Nov 29, 2024 · Advisor changed firm · fact
- T•••••• A•••• B•••••• left T• A••••••••• I••• for F•••••• (registered 2025-03-07)Jul 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address