RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• J••••• D••••
- D•••• W••••• P••••••• L•• state registered currentsince Mar 15, 2019 · Las Vegas, Nv
- V••••••• • A••••••••• A• F•••••••• S••••••• L•• state registeredAug 22, 2017 to May 17, 2019 · Hoboken, Nj
- O••••• C•••• • A•••• A••••••• L•• state registeredMay 21, 2015 to Apr 12, 2019 · Red Bank, Nj
- V••••••• • A••••••••• A• F•••••••• S••••••• L•• to D•••• W••••• P••••••• L••left May 17, 2019, registered Mar 15, 2019 (-63 days) · Other
- O••••• C•••• • A•••• A••••••• L•• to V••••••• • A••••••••• A• F•••••••• S••••••• L••left Apr 12, 2019, registered Aug 22, 2017 (-598 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address