DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Patrick Caffrey
Feed of 09/14/2026
Also filed as Thomas Patrick Caffrey
At current firm
1 y
since Apr 27, 2025
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Donald W. Nicholson & Associates Ltd independent RIA currentsince Aug 7, 2025 · Wilmington, De
- Moyer Wealth Management state registered currentsince Apr 27, 2025 · Lansdale, Pa
- Caffrey Retirement Solutions unclassifiedAug 9, 2021 to Dec 31, 2024 · Perkiomenville, Pa
- Csenge Advisory Group, LLC independent RIAApr 6, 2021 to Jul 14, 2021 · Clearwater, Fl
- Lion Street Advisors, LLC formerJul 27, 2018 to Dec 31, 2018 · Malvern, Pa
- Fsc Securities Corporation formerJan 30, 2017 to Jul 31, 2018 · Malvern, Pa
Moves
a registration end followed by a registration begin elsewhere
- Caffrey Retirement Solutions to Moyer Wealth Managementleft Dec 31, 2024, registered Apr 27, 2025 (117 days) · Other
- Csenge Advisory Group, LLC to Caffrey Retirement Solutionsleft Jul 14, 2021, registered Aug 9, 2021 (26 days) · Other
- Lion Street Advisors, LLC to Csenge Advisory Group, LLCleft Dec 31, 2018, registered Apr 6, 2021 (827 days) · Affiliated broker-dealer or bank to independent RIA
- Fsc Securities Corporation to Lion Street Advisors, LLCleft Jul 31, 2018, registered Jul 27, 2018 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- Thomas Patrick Caffrey left Caffrey Retirement Solutions for Moyer Wealth Management (registered 2025-04-27)Dec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address