RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J• K•••••••
- T•• O•• R•••• F•••••••• S••••••• G••••• I•• independent RIA currentsince Dec 19, 2022 · Golden Valley, Mn
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 2, 2021 to Dec 19, 2022 · Burnsville, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJan 30, 2014 to May 18, 2021 · Minneapolis, Mn
- F••••••• P••••••• A•• W•••••••• A••••••• to T•• O•• R•••• F•••••••• S••••••• G••••• I••left Dec 19, 2022, registered Dec 19, 2022 (0 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left May 18, 2021, registered Sep 2, 2021 (107 days) · Affiliated broker-dealer or bank to another
- T••••• J• K••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for T•• O•• R•••• F•••••••• S••••••• G••••• I•• (registered 2022-12-19)Dec 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address