DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• P•••••• S••••

S••••••• W•••••• L••state registeredFayetteville, ArIA-onlyIAPD 5867918

Feed of 09/14/2026

Also filed as P•••••• S••••

At current firm

1 y

since Jan 22, 2025

In the industry

15 y

since Jun 23, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• W•••••• L•• state registered current
since Jan 22, 2025 · Fayetteville, Ar
F•••••• independent RIA
Jan 13, 2025 to Jan 21, 2025 · San Francisco, Ca
S••••••••• A•••• M••••••••• L•• former
May 17, 2019 to Jan 7, 2025 · Fayetteville, Ar
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 22, 2018 to May 29, 2019 · Fayetteville, Ar
I••••••••• P••••••••• I••• former
Jan 12, 2015 to Sep 25, 2018 · San Antonio, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Mar 6, 2015 · Little Rock, Ar
C••••• I••••••••• S••••••• L•• former
Apr 29, 2013 to Jan 21, 2014 · Little Rock, Ar

Moves

a registration end followed by a registration begin elsewhere

F•••••• to S••••••• W•••••• L••
left Jan 21, 2025, registered Jan 22, 2025 (1 days) · RIA to a state-registered adviser
S••••••••• A•••• M••••••••• L•• to F••••••
left Jan 7, 2025, registered Jan 13, 2025 (6 days) · RIA to RIA
A••••••••• F•••••••• S•••••••• L•• to S••••••••• A•••• M••••••••• L••
left May 29, 2019, registered May 17, 2019 (-12 days) · Affiliated broker-dealer or bank to independent RIA
I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Sep 25, 2018, registered Jun 22, 2018 (-95 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to I••••••••• P••••••••• I•••
left Mar 6, 2015, registered Jan 12, 2015 (-53 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move

Signals

J•••• P•••••• S•••• left Farther for S••••••• W•••••• L•• (registered 2025-01-22)
Jan 21, 2025 · Advisor changed firm · fact
J•••• P•••••• S•••• left S••••••••• A•••• M••••••••• L•• for Farther (registered 2025-01-13)
Jan 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address