RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H••••
- T•••••• W••••• independent RIA currentsince Aug 29, 2024 · Burlingame, Ca
- A•••••• P••••••• P•••••••• I••• BD affiliatedApr 26, 2023 to Nov 16, 2023 · Lenexa, Ks
- B••••• F•••••••• G•••• formerJan 29, 2018 to Jul 19, 2022 · Lenexa, Ks
- A•••••• P••••••• P•••••••• I••• to T•••••• W•••••left Nov 16, 2023, registered Aug 29, 2024 (287 days) · Affiliated broker-dealer or bank to independent RIA
- B••••• F•••••••• G•••• to A•••••• P••••••• P•••••••• I•••left Jul 19, 2022, registered Apr 26, 2023 (281 days) · RIA to affiliated broker-dealer or bank
- J•••• H•••• left A•••••• P••••••• P•••••••• I••• for T•••••• W••••• (registered 2024-08-29)Nov 16, 2023 · Advisor changed firm · fact
- J•••• H•••• left B••••• F•••••••• G•••• for A•••••• P••••••• P•••••••• I••• (registered 2023-04-26)Jul 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address