DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• A• D•••••

D•• A•••••••• L••state registeredOklahoma City, OkIA-onlyIAPD 5870451

Feed of 09/14/2026

Also filed as N••••••• Alexander D•••••

At current firm

8 y

since Jun 8, 2018

In the industry

15 y

since Apr 7, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D•• A•••••••• L•• state registered current
since Jun 8, 2018 · Oklahoma City, Ok
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Jun 5, 2026 · Oklahoma City, Ok
S••••••••• A•••••• A•••••••• I••• former
May 20, 2015 to Jun 14, 2024 · Oklahoma City, Ok
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 8, 2011 to May 22, 2015 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to no registered destination
left Jun 5, 2026 · Departure, no registered destination
S••••••••• A•••••• A•••••••• I••• to D•• A•••••••• L••
left Jun 14, 2024, registered Jun 8, 2018 (-2198 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••••• A•••••• A•••••••• I•••
left May 22, 2015, registered May 20, 2015 (-2 days) · Other · moved with a team

Signals

N••••••• A• D••••• no longer registered at O•••• W•••••• I•••; no later IA registration on IAPD
Jun 5, 2026 · Advisor departure · fact
N••••••• A• D••••• left S••••••••• A•••••• A•••••••• I••• for D•• A•••••••• L•• (registered 2018-06-08)
Jun 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address