RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P••••••••• independent RIA currentsince Feb 9, 2024 · Bethesda, Md
- S•••••• I••••••••• G•••• independent RIASep 9, 2020 to Feb 22, 2024 · Bethesda, Md
- U••••• C•••••• F•••••••• A••••••• independent RIAAug 3, 2011 to Sep 18, 2020 · Bethesda, Md
- S•••••• I••••••••• G•••• to P•••••••••left Feb 22, 2024, registered Feb 9, 2024 (-13 days) · RIA to a newly registered adviser
- U••••• C•••••• F•••••••• A••••••• to S•••••• I••••••••• G••••left Sep 18, 2020, registered Sep 9, 2020 (-9 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• M••••••• G•••• left S•••••• I••••••••• G•••• for Promethium (registered 2024-02-09)Feb 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address