RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• C•••••••• R•••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince May 29, 2018 · Media, Pa
- I•• A••••••• S•••••••• L•• formerJan 21, 2016 to Apr 1, 2019 · Media, Pa
- C•••••• C••••••••• A•••••••• L••• formerSep 17, 2013 to Mar 28, 2016 · Wayne, Pa
- I•• A••••••• S•••••••• L•• to C••• I••••••••• A••••••• S•••••••• L••left Apr 1, 2019, registered May 29, 2018 (-307 days) · Other · moved with a team
- C•••••• C••••••••• A•••••••• L••• to I•• A••••••• S•••••••• L••left Mar 28, 2016, registered Jan 21, 2016 (-67 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address