RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M•••••• K•••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 24, 2020 · Berkeley Springs, Wv
- C••• I••••••••• A••••••• S•••••••• L•• institutionalOct 23, 2017 to Feb 21, 2020 · Columbia, Md
- C••• R••••••••• P••• A••••••• S••••••• institutionalJun 23, 2011 to Feb 21, 2020 · Cumberland, Md
- C••• R••••••••• P••• A••••••• S••••••• to C••• I••••••••• A••••••• S•••••••• L••left Feb 21, 2020, registered Oct 23, 2017 (-851 days) · channel change inside one enterprise, not a move
- C••• I••••••••• A••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 21, 2020, registered Mar 24, 2020 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address