DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Lauria Dipaolo
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Joseph Dipaolo
At current firm
6 y
since Aug 27, 2020
In the industry
18 y
since Nov 1, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Dipaolo Financial Group, Inc. independent RIA currentsince Aug 27, 2020 · Lutz, Fl
- J. W. Cole Advisors, Inc. BD affiliatedApr 30, 2019 to Sep 25, 2020 · Lutz, Fl
- Global Financial Private Capital, Inc. formerJul 29, 2015 to May 1, 2019 · Tampa, Fl
- Dipaolo Financial Group, Inc. unclassifiedMar 31, 2011 to Dec 31, 2013 · Tampa, Fl
- Dipaolo Financial Group, Inc. unclassifiedMar 31, 2011 to Jul 16, 2015 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- J. W. Cole Advisors, Inc. to Dipaolo Financial Group, Inc.left Sep 25, 2020, registered Aug 27, 2020 (-29 days) · RIA to RIA
- Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.left May 1, 2019, registered Apr 30, 2019 (-1 days) · RIA to affiliated broker-dealer or bank
- Dipaolo Financial Group, Inc. to Global Financial Private Capital, Inc.left Jul 16, 2015, registered Jul 29, 2015 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address