DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• B••••••• B••••

E•••••••• A•••••••• L••national BDWesley Chapel, Fldual registrantIAPD 5879203

Feed of 09/14/2026

Also filed as P•••••• B B••••

At current firm

1 y

since Apr 4, 2025

In the industry

15 y

since May 6, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Apr 4, 2025 · Wesley Chapel, Fl
C•••••• G•••• • C• I•• former
Jan 30, 2023 to Apr 3, 2025 · Wesley Chapel, Fl
S••••••••• A•••••• A•••••••• I••• former
Dec 15, 2020 to Jan 31, 2023 · Mcdonald, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 22, 2017 to Dec 14, 2020 · Pittsburgh, Pa
L•• F•••••••• L•• BD affiliated
Jul 7, 2017 to Jul 20, 2017 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••• G•••• • C• I•• to E•••••••• A•••••••• L••
left Apr 3, 2025, registered Apr 4, 2025 (1 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to C•••••• G•••• • C• I••
left Jan 31, 2023, registered Jan 30, 2023 (-1 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Dec 14, 2020, registered Dec 15, 2020 (1 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 20, 2017, registered Aug 22, 2017 (33 days) · Other

Signals

P•••••• B••••••• B•••• left C•••••• G•••• • C• I•• for E•••••••• A•••••••• L•• (registered 2025-04-04)
Apr 3, 2025 · Advisor changed firm · fact
P•••••• B••••••• B•••• left S••••••••• A•••••• A•••••••• I••• for C•••••• G•••• • C• I•• (registered 2023-01-30)
Jan 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address