DFX Intelligence
RIA Intelligence
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Registered advisor
T•••• M•••••
Feed of 09/14/2026
Also filed as T•••• Jordan M•••••
At current firm
0 y
since Apr 9, 2026
In the industry
12 y
since Nov 12, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 9, 2026 · Carmel, In
- U•• F•••••••• S••••••• I••• wirehouseFeb 20, 2015 to Apr 17, 2026 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 17, 2026, registered Apr 9, 2026 (-8 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- T•••• M••••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2026-04-09)Apr 17, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address