W•••••• W•••••

• U••••• C•••••• F•••••••• A••••••• independent RIA current
  since Jun 20, 2018 · Langhorne, Pa
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Jun 21, 2018 · Newtown Square, Pa
• M•• F•••••••• S•••••••• I••• former
  Jun 3, 2011 to Mar 25, 2017 · Plymouth Meeting, Pa

• M•• I•••••••• S•••••••• L•• to U••••• C•••••• F•••••••• A•••••••
  left Jun 21, 2018, registered Jun 20, 2018 (-1 days) · Affiliated broker-dealer or bank to independent RIA
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address