RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• C•••••••• K••••• E••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Honolulu, Hi
- V•• A••••••• S••••••• formerSep 2, 2016 to Nov 2, 2016 · Overland Park, Ks
- S••••• F•••••••• G•••• I•• formerSep 1, 2016 to May 20, 2021 · Honolulu, Hi
- V•• A••••••• S••••••• formerMay 2, 2011 to Sep 1, 2016 · Overland Park, Ks
- S••••• F•••••••• G•••• I•• to V•• A••••••• S•••••••left May 20, 2021, registered Sep 2, 2016 (-1721 days) · Other
- V•• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Nov 2, 2016, registered Jun 29, 2023 (2430 days) · Other · moved with a team
- V•• A••••••• S••••••• to S••••• F•••••••• G•••• I••left Sep 1, 2016, registered Sep 1, 2016 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address