RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P•••• W••••• L•• state registered currentsince Jul 19, 2026 · Denver, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 2, 2011 to Jun 11, 2026 · Denver, Co
- N••••••••• M••••• I••••••••• S••••••••• to P•••• W••••• L••left Jun 11, 2026, registered Jul 19, 2026 (38 days) · Other
- K•••• Q•••••• K•••• left N••••••••• M••••• I••••••••• S••••••••• for P•••• W••••• L•• (registered 2026-07-19)Jun 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address