RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••• C••••••••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Aug 22, 2025 · Mayfield Heights, Oh
- C••••• F•••••••• A•••••••• L•• unclassifiedJul 9, 2020 to Nov 3, 2025 · Willoughby, Oh
- P••••••••• W••••• P••••••• L•• unclassifiedAug 17, 2017 to Sep 2, 2020 · Rocky River, Oh
- S•••••••• W••••• P•••••••• L••• independent RIAMay 20, 2014 to Jul 7, 2017 · Independence, Oh
- N•• A•••••• S•••••••• L•• formerOct 18, 2012 to Feb 28, 2014 · Twinsburg, Oh
- H••••• F•••••••• A••••••• I•• state registeredMar 24, 2011 to Oct 2, 2012 · Streetsboro, Oh
- C••••• F•••••••• A•••••••• L•• to S•••••• F•••••••• G••••• L•••••left Nov 3, 2025, registered Aug 22, 2025 (-73 days) · Other
- P••••••••• W••••• P••••••• L•• to C••••• F•••••••• A•••••••• L••left Sep 2, 2020, registered Jul 9, 2020 (-55 days) · Other
- S•••••••• W••••• P•••••••• L••• to P••••••••• W••••• P••••••• L••left Jul 7, 2017, registered Aug 17, 2017 (41 days) · Other
- N•• A•••••• S•••••••• L•• to S•••••••• W••••• P•••••••• L•••left Feb 28, 2014, registered May 20, 2014 (81 days) · Other
- H••••• F•••••••• A••••••• I•• to N•• A•••••• S•••••••• L••left Oct 2, 2012, registered Oct 18, 2012 (16 days) · Other
- J••••• M•••• C•••••••• left C••••• F•••••••• A•••••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2025-08-22)Nov 3, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address