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Registered advisor
J••••• M•••••• R••••
Feed of 09/15/2026
Also filed as J••••• M•••••• R••••••••• R••••
At current firm
6 y
since Nov 1, 2019
In the industry
15 y
since May 27, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Nov 1, 2019 · Brookfield, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDApr 12, 2019 to Oct 18, 2019 · Brookfield, Wi
- J••• M••••• S••••••••• L•• wirehouseNov 12, 2015 to Apr 23, 2019 · Milwaukee, Wi
- L•• F•••••••• L•• BD affiliatedNov 25, 2014 to Oct 28, 2015 · Austin, Tx
- E••••• J•••• national BDJul 25, 2011 to Nov 26, 2014 · West Allis, Wi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Oct 18, 2019, registered Nov 1, 2019 (14 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 23, 2019, registered Apr 12, 2019 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Oct 28, 2015, registered Nov 12, 2015 (15 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Nov 26, 2014, registered Nov 25, 2014 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address