RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R••••• M•••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Sep 12, 2017 · Indianapolis, In
- F•••• A••••• A••••••• S•••••••• I••• formerJan 7, 2013 to Aug 18, 2017 · San Diego, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 24, 2011 to Oct 1, 2012 · Indianapolis, In
- F•••• A••••• A••••••• S•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 18, 2017, registered Sep 12, 2017 (25 days) · Other
- M•• I•••••••• S•••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••left Oct 1, 2012, registered Jan 7, 2013 (98 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address