DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Christian Hall
Feed of 09/14/2026
Also filed as Chris Hall
At current firm
5 y
since Mar 10, 2021
In the industry
15 y
since Jun 21, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 10, 2021 · Conway, Ar
- Cetera Investment Advisers LLC BD affiliatedAug 10, 2016 to Mar 9, 2021 · Little Rock, Ar
- Investment Professionals, Inc. formerApr 5, 2016 to Aug 1, 2016 · Conway, Ar
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Apr 1, 2016 · Conway, Ar
- Cetera Investment Services LLC formerDec 10, 2013 to Jan 21, 2014 · Hoover, Al
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 23, 2011 to Nov 6, 2012 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to LPL Financial LLCleft Mar 9, 2021, registered Mar 10, 2021 (1 days) · Affiliated broker-dealer or bank to another
- Investment Professionals, Inc. to Cetera Investment Advisers LLCleft Aug 1, 2016, registered Aug 10, 2016 (9 days) · Other
- Cetera Investment Advisers LLC to Investment Professionals, Inc.left Apr 1, 2016, registered Apr 5, 2016 (4 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Services LLCleft Nov 6, 2012, registered Dec 10, 2013 (399 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address