DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A•• P•••••••

H•••••••• F•••••••• S•••••••• I•••asset managerRadnor, PaIA-onlyIAPD 5914469

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• A P•••••••

At current firm

0 y

since May 26, 2026

In the industry

16 y

since Aug 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• F•••••••• S•••••••• I••• asset manager current
since May 26, 2026 · Radnor, Pa
A••••••• W••••• M••••••••• L•• independent RIA
May 23, 2024 to May 11, 2026 · Wilmington, De
C••••••• P•••••• W••••• BD affiliated
Dec 11, 2019 to May 6, 2024 · Tarrytown, Ny
C••••••• S••••••••• I••• BD affiliated
Dec 11, 2019 to Jan 8, 2020 · Conshohocken, Pa

Moves

a registration end followed by a registration begin elsewhere

A••••••• W••••• M••••••••• L•• to H•••••••• F•••••••• S•••••••• I•••
left May 11, 2026, registered May 26, 2026 (15 days) · Other
C••••••• P•••••• W••••• to A••••••• W••••• M••••••••• L••
left May 6, 2024, registered May 23, 2024 (17 days) · RIA to RIA
C••••••• S••••••••• I••• to C••••••• P•••••• W•••••
left Jan 8, 2020, registered Dec 11, 2019 (-28 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

M•••••• A•• P••••••• left A••••••• W••••• M••••••••• L•• for H•••••••• F•••••••• S•••••••• I••• (registered 2026-05-26)
May 11, 2026 · Advisor changed firm · fact
M•••••• A•• P••••••• left C••••••• P•••••• W••••• for A••••••• W••••• M••••••••• L•• (registered 2024-05-23)
May 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address