RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• C••••••••• W•••••
- F•••• independent RIA currentsince Sep 15, 2020 · West Palm Beach, Fl
- H••• C•••••• M••••••••• I••• formerAug 31, 2018 to Sep 10, 2020 · Spokane, Wa
- H••• C•••••• M••••••••• I••• formerJul 13, 2016 to Dec 31, 2017 · Spokane, Wa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 20, 2015 to Apr 1, 2016 · Spokane, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2011 to Feb 6, 2013 · Spokane, Wa
- H••• C•••••• M••••••••• I••• to F••••left Sep 10, 2020, registered Sep 15, 2020 (5 days) · RIA to RIA
- C••••• I••••••••• A••••••• L•• to H••• C•••••• M••••••••• I•••left Apr 1, 2016, registered Jul 13, 2016 (103 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••left Feb 6, 2013, registered Jan 20, 2015 (713 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address