RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• C•••••
- P•• I••••••••• M••••••••• independent RIA currentsince Nov 5, 2018 · Cedarburg, Wi
- P•••• I••• formerJan 7, 2016 to Feb 29, 2016 · Milwaukee, Wi
- P•••••• M••••••••• I•• formerJul 14, 2011 to Apr 30, 2015 · Milwaukee, Wi
- P•••• I••• to P•• I••••••••• M•••••••••left Feb 29, 2016, registered Nov 5, 2018 (980 days) · Other
- P•••••• M••••••••• I•• to P•••• I•••left Apr 30, 2015, registered Jan 7, 2016 (252 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address