DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Zachary H Armstrong

LPL Financial LLCBD affiliatedBelmont, Mi dual registrantIAPD 5924693
Feed of 09/15/2026
At current firm
3 y
since Aug 21, 2023
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
  • LPL Financial LLC BD affiliated current
    since Aug 21, 2023 · Okemos, Mi
  • Spc BD affiliated
    Aug 24, 2020 to Aug 21, 2023 · Ann Arbor, Mi
  • Siena Wealth Advisors former
    Oct 17, 2013 to Sep 30, 2020 · Grand Ledge, Mi
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Zachary H Armstrong left Spc for Lpl Financial Llc (registered 2023-08-21)
    Aug 21, 2023 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
13derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address