RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• P••• A••••••
- S•• A••••••• L•• independent RIA currentsince Feb 23, 2026 · Kirkland, Wa
- L••••••• P••••••• W••••• M••••••••• L•• state registeredSep 15, 2025 to Feb 23, 2026 · Bellevue, Wa
- L••••••• P••••••• W••••• M••••••••• L•• to S•• A••••••• L••left Feb 23, 2026, registered Feb 23, 2026 (0 days) · Other
- B•••••• P••• A•••••• left L••••••• P••••••• W••••• M••••••••• L•• for S•• A••••••• L•• (registered 2026-02-23)Feb 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address