DFX Intelligence
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Registered advisor
G•••••• D••••• B•••••••
Feed of 09/15/2026
Also filed as Greg Brumagin
At current firm
1 y
since Nov 14, 2024
In the industry
15 y
since Jul 16, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Cranberry Township, Pa
- P•••• S••••••••• L•• no RAUMAug 13, 2018 to Nov 14, 2024 · Erie, Pa
- O•••• F•• I••• formerMay 12, 2014 to Aug 14, 2018 · Erie, Pa
- W•••••• • R••• formerAug 15, 2011 to May 20, 2014 · Erie, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to P•••• S••••••••• L••left Aug 14, 2018, registered Aug 13, 2018 (-1 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to O•••• F•• I•••left May 20, 2014, registered May 12, 2014 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address