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Registered advisor
C••••••••• F•••• P•••••••
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as C••••••••• F•••• P•••••••
At current firm
4 y
since Jun 6, 2022
In the industry
14 y
since May 25, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jun 6, 2022 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 6, 2017 to Nov 26, 2019 · Mckinney, Tx
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 18, 2016 to Apr 6, 2017 · Irving, Tx
- N•• A•••••• S•••••••• L•• formerDec 10, 2014 to Sep 22, 2016 · Irving, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 4, 2012 to Dec 22, 2014 · Fort Worth, Tx
- T• A••••••••• I••• formerJun 4, 2012 to Dec 22, 2014 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Nov 26, 2019, registered Jun 6, 2022 (923 days) · Wirehouse to wirehouse
- K••••• A••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 6, 2017, registered Nov 6, 2017 (214 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 22, 2014, registered Jun 4, 2012 (-931 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to N•• A•••••• S•••••••• L••left Dec 22, 2014, registered Dec 10, 2014 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address