DFX Intelligence
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Registered advisor
P•••••••• A• G•••••
Feed of 09/15/2026
Also filed as P•••••••• A• H••••••••• H••••••••• A••• G••••••••• A• H••••
At current firm
1 y
since Aug 14, 2025
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 14, 2025 · Memphis, Tn
- L•• F•••••••• L•• BD affiliatedOct 26, 2023 to Jul 17, 2025 · Augusta, Ga
- M••••• S•••••• wirehouseJun 21, 2022 to Jul 24, 2023 · Augusta, Ga
- W•••• F•••• A••••••• wirehouseDec 17, 2019 to Jul 21, 2021 · Monroe, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jul 17, 2025, registered Aug 14, 2025 (28 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to L•• F•••••••• L••left Jul 24, 2023, registered Oct 26, 2023 (94 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Jul 21, 2021, registered Jun 21, 2022 (335 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJul 17, 2025 · Advisor changed firm · fact
- ••• LockedJul 24, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address