DFX Intelligence
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Registered advisor
B••••• W•••••••
Feed of 09/14/2026
Also filed as B••••• Michael W•••••••
At current firm
1 y
since Apr 7, 2025
In the industry
14 y
since Nov 12, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••••• B••••• B• L•• no RAUM currentsince Apr 7, 2025 · New York, Ny
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedJan 31, 2013 to Oct 22, 2013 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••• O•• F•••••••• A••••••• L•• to N•••••••• B••••• B• L••left Oct 22, 2013, registered Apr 7, 2025 (4185 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address