J•• D•••• C••••

• O•••• I••••••••• I••• BD affiliated current
  since Nov 30, 2023 · Phoenix, Az
• C••• F•••••••• S•••••••• L••• former
  Aug 10, 2018 to Nov 29, 2023 · Mesa, Az
• N••• F•••••••• G••••• I••• former
  Apr 19, 2018 to Aug 3, 2018 · Scottsdale, Az
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 23, 2012 to Oct 27, 2017 · Gilbert, Az

• C••• F•••••••• S•••••••• L••• to O•••• I••••••••• I•••
  left Nov 29, 2023, registered Nov 30, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
• N••• F•••••••• G••••• I••• to C••• F•••••••• S•••••••• L•••
  left Aug 3, 2018, registered Aug 10, 2018 (7 days) · channel change inside one enterprise, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••• F•••••••• G••••• I•••
  left Oct 27, 2017, registered Apr 19, 2018 (174 days) · Wirehouse to independent RIA

• ••• Locked
  Nov 29, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address