A•••••• J••• W•••••

• M•• C•••••• M••••••••• L•• independent RIA current
  since Apr 15, 2021 · Cleveland, Oh
• L•• F•••••••• L•• BD affiliated
  May 31, 2017 to Apr 6, 2021 · Cleveland, Oh
• C•••••• S••••• • C••• I••• national BD
  Jul 14, 2014 to May 18, 2017 · Richfield, Oh
• L•• F•••••••• L•• BD affiliated
  Sep 19, 2013 to Jun 30, 2014 · Mayfield Heights, Oh

• L•• F•••••••• L•• to M•• C•••••• M••••••••• L••
  left Apr 6, 2021, registered Apr 15, 2021 (9 days) · Affiliated broker-dealer or bank to independent RIA
• C•••••• S••••• • C••• I••• to L•• F•••••••• L••
  left May 18, 2017, registered May 31, 2017 (13 days) · Other
• L•• F•••••••• L•• to C•••••• S••••• • C••• I•••
  left Jun 30, 2014, registered Jul 14, 2014 (14 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address