DFX Intelligence
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Feed of 09/23/2026
Also filed as K•••• M•••••• R••••
At current firm
0 y
since Sep 18, 2026
In the industry
15 y
since Sep 16, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 18, 2026 · Centerville, Oh
- P•• W••••• M••••••••• BD affiliatedJan 25, 2013 to Sep 22, 2026 · Dayton, Oh
- E••••• J•••• national BDSep 19, 2011 to Nov 30, 2012 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to M••••• S••••••left Sep 22, 2026, registered Sep 18, 2026 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- E••••• J•••• to P•• W••••• M•••••••••left Nov 30, 2012, registered Jan 25, 2013 (56 days) · Other
Signals
- ••• LockedSep 22, 2026 · Advisor changed firm · fact
- ••• LockedSep 18, 2026 · New state registration · fact
- ••• LockedSep 18, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address