RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G•••••• M•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 5, 2023 · Castle Rock, Co
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 6, 2012 to Dec 11, 2023 · Denver, Co
- I••••••••• A••••••• I••••••••• I••• unclassifiedNov 2, 2011 to Jan 6, 2012 · Denver, Co
- T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••left Dec 11, 2023, registered Dec 5, 2023 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
- J•••• G•••••• M••••• left T••••••••• F•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2023-12-05)Dec 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address