RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• R••• F••••
- B••••• R••••••• A•• M••••••••• I••• independent RIA currentsince Feb 11, 2026 · Manchester, Ma
- U•• F•••••••• S••••••• I••• wirehouseJul 30, 2014 to Nov 4, 2022 · Portland, Me
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 7, 2014 to Jul 1, 2014 · Portland, Me
- U•• F•••••••• S••••••• I••• to B••••• R••••••• A•• M••••••••• I•••left Nov 4, 2022, registered Feb 11, 2026 (1195 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jul 1, 2014, registered Jul 30, 2014 (29 days) · Wirehouse to wirehouse
- M••••• R••• F•••• left U•• F•••••••• S••••••• I••• for B••••• R••••••• A•• M••••••••• I••• (registered 2026-02-11)Nov 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address