J••• B••••••

• L•• F•••••••• L•• BD affiliated current
  since May 20, 2015 · Jacksonville, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 1, 2014 to Jun 1, 2015 · Jacksonville, Fl
• O•••• F•• I••• former
  Jul 9, 2012 to Apr 22, 2014 · Jacksonville, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 21, 2011 to Apr 19, 2012 · Jacksonville, Fl

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left Jun 1, 2015, registered May 20, 2015 (-12 days) · Other
• O•••• F•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 22, 2014, registered May 1, 2014 (9 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••
  left Apr 19, 2012, registered Jul 9, 2012 (81 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address