RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• M•••••• M•••••••
- W•••• I••••••••• A•••••••• L•• other currentsince Apr 1, 2026 · Bedford, Nh
- C••••••• P•••••• W••••• BD affiliatedOct 1, 2022 to Aug 15, 2025 · Kensington, Nh
- P•••••• A•••••••• L•• formerApr 23, 2013 to Oct 3, 2022 · Kensington, Nh
- C••••••• P•••••• W••••• to W•••• I••••••••• A•••••••• L••left Aug 15, 2025, registered Apr 1, 2026 (229 days) · Other
- P•••••• A•••••••• L•• to C••••••• P•••••• W•••••left Oct 3, 2022, registered Oct 1, 2022 (-2 days) · RIA to RIA · moved with a team
- S••• M•••••• M••••••• left C••••••• P•••••• W••••• for W•••• I••••••••• A•••••••• L•• (registered 2026-04-01)Aug 15, 2025 · Advisor changed firm · fact
- S••• M•••••• M••••••• left P•••••• A•••••••• L•• for C••••••• P•••••• W••••• (registered 2022-10-01)Oct 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address