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Registered advisor
S•••• R••••• H•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSt. Petersburg, Fl dual registrantIAPD 5969677
Feed of 09/14/2026
Also filed as S•••• R••••• H••••••••• H•••••
At current firm
6 y
since Jan 6, 2020
In the industry
14 y
since Dec 10, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 28, 2020 · Denver, Co
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 6, 2020 · Denver, Co
- A••••• A•• P••••••• S••••••• BD affiliatedApr 18, 2016 to Dec 6, 2019 · Denver, Co
- R•••••• J•••• • A••••••••• I••• national BDJul 30, 2013 to Mar 11, 2015 · Memphis, Tn
- S••••••• F•••••••• S•••••••• I••• formerJan 11, 2012 to Jun 24, 2013 · Germantown, Tn
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to R•••••• J•••• • A••••••••• I•••left Dec 6, 2019, registered Jan 6, 2020 (31 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to A••••• A•• P••••••• S•••••••left Mar 11, 2015, registered Apr 18, 2016 (404 days) · Other
- S••••••• F•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 24, 2013, registered Jul 30, 2013 (36 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address