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Registered advisor
K••••• J••• V•• H•••
Feed of 09/14/2026
Also filed as ,K••••• J••• Wallace
At current firm
12 y
since Nov 7, 2013
In the industry
23 y
since Aug 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• W••••• M••••••••• independent RIA currentsince Nov 7, 2013 · Ft Smith, Ar
- A••••••••• F•••••••• S•••••••• L•• national BDSep 14, 2011 to Aug 2, 2013 · Fort Smith, Ar
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to A••••• W••••• M•••••••••left Aug 2, 2013, registered Nov 7, 2013 (97 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address