DFX Intelligence
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Registered advisor
J••••••• T••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Sep 6, 2019
In the industry
14 y
since Jan 4, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T•• W••••• O••••••••• st••• registered currentsince Sep 6, 2019 · Dallas, Tx
- W••••••••• W••••• M••••••••• independent RIASep 11, 2020 to Jan 7, 2025 · Dallas, Tx
- W••••••••• W••••• M••••••••• independent RIAJun 13, 2018 to Oct 1, 2019 · Dallas, Tx
- F••••••• S••••••••• L•• unclassifiedJan 2, 2018 to Mar 5, 2019 · Highland Village, Tx
- S•••• W••••• unclassifiedAug 23, 2016 to Jan 2, 2018 · Highland Village, Tx
- W••••••••• W••••• M••••••••• independent RIAJan 5, 2012 to May 6, 2016 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- W••••••••• W••••• M••••••••• to no registered destinationleft Jan 7, 2025 · Departure, no registered destination
- W••••••••• W••••• M••••••••• to T•• W••••• O•••••••••left Oct 1, 2019, registered Sep 6, 2019 (-25 days) · RIA TO ST••• RIA
- F••••••• S••••••••• L•• to W••••••••• W••••• M•••••••••left Mar 5, 2019, registered Jun 13, 2018 (-265 days) · Other
- S•••• W••••• to F••••••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · Other
- W••••••••• W••••• M••••••••• to S•••• W•••••left May 6, 2016, registered Aug 23, 2016 (109 days) · Other
Signals
- ••• LockedJan 7, 2025 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- ST••• REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address