DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
E. B Loomis
Feed of 09/15/2026
Also filed as Edwin Brooks Loomis
At current firm
9 y
since Mar 25, 2017
In the industry
14 y
since Nov 22, 2011 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Mar 25, 2017 · West Hartford, Ct
- Msi Financial Services, Inc. formerApr 20, 2016 to Mar 25, 2017 · West Hartford, Ct
- Cetera Advisor Networks LLC formerSep 3, 2013 to Jan 13, 2016 · Avon, Ct
- Tower Square Securities, Inc. formerJul 1, 2013 to Sep 3, 2013 · Avon, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 23, 2011 to Apr 25, 2013 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- Cetera Advisor Networks LLC to Msi Financial Services, Inc.left Jan 13, 2016, registered Apr 20, 2016 (98 days) · Other
- Tower Square Securities, Inc. to Cetera Advisor Networks LLCleft Sep 3, 2013, registered Sep 3, 2013 (0 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Tower Square Securities, Inc.left Apr 25, 2013, registered Jul 1, 2013 (67 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address