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Registered advisor
H•••••• K••• R•••••••
Feed of 09/15/2026
Also filed as H•••••• K••• Murray
At current firm
3 y
since Sep 13, 2023
In the industry
10 y
since Nov 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 13, 2023 · Fort Mill, Sc
- O•••• I••••••••• I••• BD affiliatedMar 22, 2017 to Sep 11, 2023 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- O•••• I••••••••• I••• to L•• F•••••••• L••left Sep 11, 2023, registered Sep 13, 2023 (2 days) · Affiliated broker-dealer or bank to another
Signals
- H•••••• K••• R••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2023-09-13)Sep 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address