DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Katherine Michelle Gallagher

Procyonmixed wealthNew York, Ny IA-onlyIAPD 5985440
Feed of 09/14/2026
At current firm
1 y
since Mar 3, 2025
In the industry
14 y
since Dec 20, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profile
what the firm itself publishes, with the page it was read from
Title
Co-Head of US Equities and Senior Vice Presidentreportedprocyon.netfirm site, Sep 15, 2026
Investment committee
“At Procyon, Katherine serves as Senior Vice President and Senior Portfolio Manager, contributing to the Investment Committee where she plays a pivotal role in portfolio research and allocation decisions.”reportedprocyon.netthe sentence on the bio page
Years, as the firm states
20reportedprocyon.net“Katherine brings over 20 years of experience in the financial markets, with expertise spanning multi-asset and equity portfolio management, manager selection, and asset allocation.”
Professional profile
procyon.net/team/katherine-gallagherreportedprocyon.netfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Katherine Michelle Gallagher left Cypress Capital Group for Procyon (registered 2025-03-03)
    Mar 25, 2025 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wealth manager with institutional or fund businessderived
Years in industry
14derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address